Markets
Regulators, penalties, banking and public money · 883 stories
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Securities & Exchange Board
SEBI finds ₹16.51 crore in accounts of unregistered PMS provider
This order addresses the violation of SEBI regulations by Mr. Nishaan Singh for providing unregistered Portfolio Management Services (PMS).
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Securities & Exchange Board
SEBI finds 2,91,744 non-genuine BSE trades by Dinbandhu Construction
This order addresses allegations that Dinbandhu Construction Private Limited engaged in manipulative trading of illiquid stock options on the BSE to…
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Securities & Exchange Board
SEBI finds 4 fake trades created 3,64,000 unit artificial volume
This order addresses SEBI's adjudication proceedings against Ambition Plaza LLP for alleged manipulation of the stock options segment at the Bombay…
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Securities & Exchange Board
SEBI adjudicates Catalyst Trusteeship for delayed action on Srivatsa Encivil default
This order addresses SEBI's adjudication of Catalyst Trusteeship Limited for alleged failures to act promptly and correctly when an issuer (Srivatsa…
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Securities & Exchange Board
SEBI finds 96,000 artificial units from 2 reversal trades in BSE stock options
This order addresses SEBI's investigation into Gayatri Devi Choudhary for allegedly executing non-genuine reversal trades in illiquid stock options…
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Securities & Exchange Board
SEBI issues interim order restraining family group from securities market
This is an interim order by SEBI regarding a family group of seven individuals who allegedly manipulated stock prices on the SME platform by posting…
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Securities & Exchange Board
SEBI finds LCI India executed 12 non-genuine reversal trades in 5 stock options
This order addresses SEBI's findings that LCI India Limited executed non-genuine reversal trades in illiquid stock options on the BSE, creating…
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Securities & Exchange Board
SEBI finds 4 non-genuine trades in illiquid stock options
This order addresses SEBI's findings that Ararti Karmakar executed non-genuine reversal trades in illiquid stock options on the BSE, creating…
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Securities & Exchange Board
SEBI orders open offer after Shubhlaxmi promoter's 5% share increase
This order addresses the failure of the promoter group of Shubhlaxmi Jewel Art Limited to make a mandatory open offer after their shareholding…
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Securities & Exchange Board
SEBI finds 4 non-genuine trades creating 9.6 lakh artificial units in Ajitnath Steels case
This order addresses SEBI's findings that Ajitnath Steels Pvt Ltd executed non-genuine reversal trades in illiquid stock options on the BSE, creating…
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Securities & Exchange Board
Neterwala Trust seeks SEBI exemption for Uni Abex Alloy acquisition
This order concerns an application by the Neterwala Family Trust to SEBI for an exemption from mandatory open offer requirements under the SAST…
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Securities & Exchange Board
SEBI finds 81.4% of BSE stock options trades were non-genuine
This order addresses SEBI's investigation into alleged manipulative trading in illiquid stock options on the BSE, specifically examining whether Alka…
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Securities & Exchange Board
SEBI case remitted for fresh consideration after appeal, stock price surged to ₹146.7
This order addresses SEBI's investigation into alleged price manipulation of Darshan Orna Limited shares using social media channels (Telegram) and…
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Securities & Exchange Board
SEBI finds Dwaith Advisory charged 10.21% fee instead of 2.5% limit
This order addresses an investigation into Dwaith Advisory Private Limited for allegedly charging fees that exceeded the limits prescribed by SEBI…
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Securities & Exchange Board
SEBI orders final action on Religare chair's suspected insider trading
This is a final order by SEBI regarding suspected insider trading by Dr. Rashmi Saluja, the Executive Chairperson of Religare Enterprises Ltd. (REL)…
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Securities & Exchange Board
SEBI investigation into Future Retail Limited limited to securities law compliance
This order addresses SEBI's investigation into Future Retail Limited (FRL) regarding alleged misleading disclosures, non-disclosure of related party…
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Securities & Exchange Board
SEBI grants exemption for 50.21% Muthoot Microfin stake shift to six trusts
This order grants an exemption to six family trusts from SEBI's takeover regulations regarding the proposed indirect acquisition of 50.21% of Muthoot…
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Securities & Exchange Board
SEBI corrects payment submission details for front-running case
This is a corrigendum (correction) to a previous SEBI order regarding front running by Prijesh Kurani and others.
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Securities & Exchange Board
SEBI finds Telegram channels offered unregistered investment advice
This order addresses SEBI's investigation into Telegram channels ('Intraday Jackpot' and 'Professional Day Trading Institute') for providing…
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Securities & Exchange Board
SEBI orders probe into Prrsaar Sampada over front-running and unreported dealer death
This is an adjudication order by SEBI regarding Prrsaar Sampada Private Limited, a stock broker, for alleged violations related to the front-running…
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Securities & Exchange Board
SEBI finds 14,720 entities involved in BSE stock option fraud
This order addresses SEBI's findings that Emblem Tradelink Private Limited executed non-genuine reversal trades in illiquid stock options on the BSE…
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Securities & Exchange Board
SEBI inspects Ortem Securities for trading terminal misuse, cross-entity AP operations
This order addresses an adjudication by SEBI regarding Ortem Securities Limited, a registered stock broker, for alleged violations of regulations…
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Securities & Exchange Board
SEBI finds ₹6.08 crore net profit from front-running trades by three individuals
This order addresses the failure of three individuals to provide information or produce documents requested by SEBI during an investigation into…
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Securities & Exchange Board
SEBI finds 2,91,744 non-genuine trades in BSE stock options
This order addresses SEBI's investigation into Vanchhit Distributors Private Limited (formerly Exon Distributors Private Limited) for alleged…
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Securities & Exchange Board
NFRA imposes 10-year audit ban and ₹50 lakh penalty on Aravind Maiya
This order addresses SEBI's examination of whether Axis Trustee Services Ltd. fulfilled its duties as the trustee of Embassy Office Parks REIT to…
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Securities & Exchange Board
SEBI finds 50 orders missing pre-order confirmation from Goodwill Wealth
This order details SEBI's adjudication proceedings against Goodwill Wealth Management Private Limited (GMWPL) for alleged violations of regulatory…
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Securities & Exchange Board
SEBI charges Asirvad Micro Finance with illegal public NCD issue
This order details SEBI's adjudication proceedings against Asirvad Micro Finance Limited (AMFL) for allegedly issuing Non-Convertible Debentures…
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Securities & Exchange Board
SEBI to recompute penalty for GDR fraud, USD 6.05 million loss noted
This is a final order by SEBI regarding the penalty amount to be imposed on Arun Panchariya for his role in the fraudulent Global Depository Receipt…
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Securities & Exchange Board
SEBI finds ₹17,195.3 lakh outstanding in Golden Tobacco's subsidiary
This order details SEBI's investigation into whether Golden Tobacco Limited (GTL) manipulated its accounts between FY 2009-10 and FY 2020-21 by…
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Securities & Exchange Board
SEBI impounds assets in front-running case
This is a final order by SEBI regarding allegations of front-running, where a broker allegedly shared non-public information about a large client's…