Adjudication Order in the matter of inspection of Ortem Securities Limited
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What is this order about?
SEBI examined Ortem Securities Limited for alleged violations of securities regulations during an inspection, including misuse of trading terminals and failure to maintain proper records.
Who it concerns
Ortem Securities Limited
What was found or directed
- Misuse of trading terminals by unauthorized persons
- Failure to inspect Authorized Persons (APs) for 3 years
- Non-maintenance of pre-order confirmation records
- Misleading information on AP notice boards
- SEBI found violations of Brokers Regulations and circulars
- No monetary penalty imposed (implied by lack of mention)
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | Order/AK/GN/2026-27/32395 |
| Status | closed (section: order) |
| Year | 2026 |
| Closing date | — |
| Documents | 1 |
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Documents
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Order
2026-04-29
ORDER_1777450038.pdf
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