Adjudication Order in the matter of Dwaith Advisory Private Limited
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What is this order about?
This order addresses Dwaith Advisory Private Limited's alleged violation of SEBI's fee regulations for investment advisers, specifically charging fees exceeding the prescribed limit for an accredited investor.
Who it concerns
Dwaith Advisory Private Limited
What was found or directed
- Charged fees exceeding 2.5% of AUA (Assets Under Advisory) for an accredited investor
- Excess fees of Rs. 52,32,523/- charged to client Sunil Thamaran
- Violated SEBI Circular SEBI/HO/IMD/DF1/CIR/P/2020/182 and Guideline 1(iii) of SEBI Master Circular
- Fees charged were 10.21% of AUA instead of maximum 2.5%
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | Order/AK/GN/2026-27/32407 |
| Status | closed (section: order) |
| Year | 2026 |
| Closing date | — |
| Documents | 1 |
Highlights & Points worth asking
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Documents
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Order
2026-05-13
ORDER_1778668106.pdf
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