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391 results · Regulatory orders · clear filters
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Markets Securities & Exchange Board
SEBI notes 53.96% revenue drop at Gretex Corporate Services Limited
This order addresses SEBI's enquiry into Gretex Corporate Services Limited, a registered Merchant Banker, regarding alleged failures to maintain minimum net worth and…
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Markets Securities & Exchange Board
SEBI finds Lifeinspire used website and Telegram for unregistered investment advisory
This order addresses SEBI's findings that Lifeinspire Knowledge Solutions Private Limited (LKSPL) and its directors provided unregistered investment advisory services…
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Markets Securities & Exchange Board
SEBI orders action against First Overseas Capital over net worth violations
This is a final order by SEBI regarding First Overseas Capital Limited (FOCL), a registered Merchant Banker, concerning violations of net worth requirements…
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Markets Securities & Exchange Board
SEBI imposes ₹25 lakh penalty on Podium Market Research proprietor
This order addresses SEBI's investigation into Podium Market Research (Proprietor: Mr. Suman Kumar) regarding alleged failures to maintain client confidentiality and the…
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Markets Securities & Exchange Board
SEBI finds ₹2.11 crore profits from 363 front-running trades
This order addresses allegations of front-running, where certain individuals and entities allegedly traded ahead of orders placed by three family trusts (the 'Big…
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Markets Securities & Exchange Board
SEBI grants exemption for Jyothi Labs share transfer under takeover rules
This order grants an exemption to M.
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Markets Securities & Exchange Board
SEBI grants Nureca exemption from buyback rule during merger
This order grants Nureca Limited an exemption from a specific rule that normally prohibits announcing a share buyback while a merger scheme is pending.
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Markets Securities & Exchange Board
SEBI investigates CERC officials over IEX insider trading allegations
This is an ex-parte interim order by SEBI regarding alleged insider trading in the shares of Indian Energy Exchange Limited (IEX).
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Markets Securities & Exchange Board
SEBI examines INR 20.30 crore IPO funds use in Nirman Agri Genetics case
This is an interim order by SEBI regarding Nirman Agri Genetics Limited (NAGL) and its director, Pranav Kailas Bagal, concerning prima facie findings of discrepancies…
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Markets Securities & Exchange Board
SEBI finds Citrus Check Inns operated unregistered investment scheme
This is a final order by SEBI regarding Citrus Check Inns Limited and four of its directors, concerning allegations that the company operated an unregistered collective…
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Markets Securities & Exchange Board
SEBI orders penalty of ₹11 lakh and ₹10 lakh for share acquisition violations
This is a final order by SEBI regarding the acquisition of shares in Sungold Capital Limited by five individuals (the Kotia family) in 2007, which SEBI found violated…
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Markets Securities & Exchange Board
SEBI orders Stockholding Services Limited over 162 client retention statement failures
This is a final order by SEBI regarding Stockholding Services Limited (formerly SHCIL Services Limited), a registered stock broker, concerning compliance violations…
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Markets Securities & Exchange Board
SEBI revokes interim restrictions on Ms. Rekha Kurani in V Marc India IPO case
This order revokes previous interim restrictions placed on Ms. Rekha Kurani regarding the securities market, as SEBI's detailed investigation could not establish her…
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Markets Securities & Exchange Board
SEBI bars Alliance Research from accessing client accounts over compliance violations
This order addresses regulatory proceedings against M/s Alliance Research, a registered Investment Adviser, regarding compliance violations identified during an…
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Markets Securities & Exchange Board
SEBI finds ₹1,280 crore impairment losses in Brightcom Group audit
This is a final order by SEBI regarding two independent directors, Mr. Allam Raghunath and Mr. Subrato Saha, concerning their roles in the audit committee of Brightcom…
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Markets Securities & Exchange Board
SEBI finds Gogia Capital violated net worth, client funds rules
This is a final order by SEBI regarding Gogia Capital Services Limited, a registered stock broker, concerning alleged violations of regulations related to net worth…
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Markets Securities & Exchange Board
SEBI finds Shrimoney proprietor violated regulations by guaranteeing returns
This is a final order by SEBI regarding Punit Kumar, the proprietor of Shrimoney (a registered Research Analyst), concerning alleged violations of regulations related to…
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Markets Securities & Exchange Board
SEBI orders Scient Capital for failing to maintain ₹5 crore net worth
This is a final order by SEBI regarding Scient Capital Private Limited, a registered Portfolio Manager, concerning its failure to maintain the required minimum net…
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Markets Securities & Exchange Board
SEBI finds FOCL's net worth below ₹5 crore for FYs 2019, 2020, 2021
This order addresses a violation by First Overseas Capital Ltd. (FOCL), a registered Merchant Banker, for failing to maintain the mandatory net worth requirement of INR…
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Markets Securities & Exchange Board
SEBI orders DGS Capital for ₹5 crore net worth shortfall
This is a final order by SEBI regarding DGS Capital Management Pvt. Ltd., a registered Portfolio Manager, concerning its failure to maintain the minimum required net…