Order in the matter of Alliance Research, Proprietor, Mudassir Hasan
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What is this order about?
This order concerns Alliance Research, a registered investment adviser, and its proprietor Mudassir Hasan, regarding violations of SEBI regulations related to client suitability, risk profiling, and fee structures.
Who it concerns
Alliance Research (Proprietor: Mudassir Hasan)
What was found or directed
- Interim order dated January 6, 2021 confirmed on July 29, 2022
- Suspension of certificate of registration for six months
- Directions to cease acting as investment advisor
- Directions to provide full inventory of assets
- Directions to not dispose of assets without SEBI permission
- Settlement application rejected on July 11, 2025
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | — |
| Status | closed (section: order) |
| Year | 2025 |
| Closing date | — |
| Documents | 1 |
Highlights & Points worth asking
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Documents
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Order
2025-10-07
1759850403430_1.pdf
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