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Order in the matter of Sungold Capital Limited

SEBI closed 2025
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What is this order about?

This order addresses violations of securities regulations by individuals related to Sungold Capital Limited, specifically regarding failure to make an open offer when acquiring shares in 2007.

Who it concerns

Mr. Rajiv R. Kotia, Mrs. Shilpa Amit Kotia, Mrs. Shweta Dhaval Kotia, Mr. Dhaval Ramesh Kotia, Mr. Ravi Rajiv Kotia

What was found or directed

  • SEBI found violations of regulation 10 and 11(1) of SAST Regulations 1997
  • Penalty of INR 21 lakh paid by Noticees
  • Directions under regulation 44(a) and (g) of SAST Regulations 1997
  • Transfer of proceeds from 0.23% shares to Investor Protection Fund
  • Debarment under regulation 44(e) not directed
Source bodySecurities & Exchange Board of India (SEBI) — enforcement orders
Reference numberWTM/AN/IVD/ID5/31713/2025-26
Statusclosed (section: order)
Year2025
Closing date
Documents1

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Documents

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Order 2025-10-08 1759940402368_1.pdf
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