Final Order in the matter of Gogia Capital Services Limited
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What is this order about?
This order addresses violations by Gogia Capital Services Limited, a registered stock broker, regarding net worth maintenance, unauthorized business activities, and failure to settle client funds.
Who it concerns
Gogia Capital Services Limited
What was found or directed
- Prohibited from onboarding new clients for one month
- Violations of SCRR, Stock Brokers Regulations, and SEBI Circulars
- Shortfall in net worth as on March 31, 2023
- Engaged in business other than securities involving personal financial liability
- Non-settlement of clients' funds and securities
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | WTM/AN/MIRSD/MIRSD-SEC-2/31704/2025-26 |
| Status | closed (section: order) |
| Year | 2025 |
| Closing date | — |
| Documents | 1 |
Highlights & Points worth asking
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Documents
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Order
2025-10-06
1759753202973_2.pdf
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