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391 results · Regulatory orders · clear filters
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Markets Securities & Exchange Board
SEBI impounds ₹2.72 crore in stock front-running case
This is a Final Order by SEBI regarding alleged front-running of trades by Life Insurance Corporation of India (LIC) by Madhav Stock Vision Pvt. Ltd. (MSVPL) and five…
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Markets Securities & Exchange Board
SEBI issues interim order against Stark Investments for unregistered investment advisory services
This is an interim order by SEBI regarding allegations that Stark Investments, Starkblue Ventures LLP, and associated individuals provided investment advisory and…
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Markets Securities & Exchange Board
SEBI examines NSIL investment realignment for potential law violations
This order addresses a dispute regarding the 2014 reorganization of investments held by Nalwa Sons Investments Limited (NSIL) in its subsidiaries, which SEBI initially…
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Markets Securities & Exchange Board
SEBI reopens 2014 Hexa Tradex investment reorganization case
This order addresses SEBI's investigation into Hexa Tradex Limited and its associates regarding the 2014 reorganization of investments in Hexa Securities and Finance…
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Markets Securities & Exchange Board
SEBI impounds ₹30.56 crore in Axis Mutual Fund front-running case
This is a final order by SEBI regarding the front-running of trades for Axis Mutual Fund, where SEBI found that a Chief Dealer shared non-public information to place…
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Markets Securities & Exchange Board
SEBI finds Eastern Financiers lacked NISM certification, allowed unapproved users
This order details SEBI's adjudication of alleged regulatory violations by stock broker Eastern Financiers Limited, specifically concerning the conduct of its Authorized…
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Markets Securities & Exchange Board
SEBI orders penalty for Pace Stock Broking over Axis Mutual Fund front-running
This is an adjudication order by SEBI regarding Pace Stock Broking Services Private Limited, examining allegations that the firm front-ran trades of Axis Mutual Fund and…
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Markets Securities & Exchange Board
Malware attack delayed CDSL settlements by 2 days, SEBI finds
This order addresses a malware attack on Central Depository Services (India) Limited (CDSL) that occurred on November 18, 2022, and examines alleged failures by CDSL and…
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Markets Securities & Exchange Board
SEBI finds 8 non-genuine reversal trades in 4 stock option contracts
This order addresses SEBI's findings that Sonia Chadha executed non-genuine reversal trades in illiquid stock options on the BSE, creating artificial volume.
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Markets Securities & Exchange Board
SEBI exempts Varnam Trust from takeover rules in Elgi Rubber share transfer
This order grants an exemption to Varnam Securities Trust from SEBI's takeover regulations for a proposed acquisition of shares in Elgi Rubber Company Limited.
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Markets Securities & Exchange Board
SEBI finds 81.40% of BSE stock option trades allegedly non-genuine
This order addresses SEBI's investigation into alleged manipulation of the stock options segment at the Bombay Stock Exchange (BSE) through large-scale reversal trades…
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Markets Securities & Exchange Board
SEBI to re-examine case involving ₹60,94,539.76 in unregistered investment advisory activities
This order addresses a fresh disposal of a case where SEBI previously found that Mr. Ramesh Babu and Investocare Financial Research engaged in unregistered investment…
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Markets Securities & Exchange Board
SEBI grants exemption for 24.04% indirect acquisition in Saurashtra Cement
This order grants an exemption to the Mehta Family Trust from mandatory open offer requirements under SEBI takeover regulations for an indirect acquisition of shares in…
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Markets Securities & Exchange Board
Name corrected in BSE ISO adjudication order from Ms. Anju Rani to Mr. Nitin Agarwal
This order corrects a clerical error in a previous adjudication order regarding dealings in Illiquid Stock Options (ISO) at BSE.
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Markets Securities & Exchange Board
SEBI abates case against Anju Rani over illiquid stock options trade
This order addresses an adjudication proceeding against Ms. Anju Rani for alleged manipulative trading in illiquid stock options on the BSE.
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Markets Securities & Exchange Board
SEBI orders crystallization of penalty against Excel Technovation in illiquid stock options case
This order addresses SEBI's investigation into Excel Technovation Pvt Ltd for executing non-genuine 'reversal trades' in illiquid stock options on the BSE between April…
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Markets Securities & Exchange Board
SEBI issues ex-parte interim order against Osiajee Texfab Limited
This is an ex-parte interim order by SEBI concerning Osiajee Texfab Limited (OTL) and 19 associated individuals and entities, examining allegations of share price…
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Markets Securities & Exchange Board
SEBI finds ₹47.05 lakh collected for unregistered investment advisory activities
This order addresses unregistered investment advisory activities and the impersonation of a registered firm by Zara Portal (Proprietor Mr. Anurag Jaiswal).
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Markets Securities & Exchange Board
SEBI case against Padma Singhwani abated due to death before final order
This order addresses SEBI's investigation into alleged manipulative trading in illiquid stock options on the BSE.
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Markets Securities & Exchange Board
SEBI finds unregistered firm used SPRIA's identity for investment advice
This order addresses SEBI's investigation into Shree Sai Proficient Financial Services (proprietor Ms. Madhuri Garg) for allegedly providing unregistered investment…