Order in the matter of unregistered investment advisory activities by Shree Sai Proficient Financial Services Proprietor Ms. Madhuri Garg
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What is this order about?
SEBI issued an order regarding unregistered investment advisory activities by Shree Sai Proficient Financial Services, owned by Ms. Madhuri Garg, who allegedly provided investment advice without proper registration and promised assured returns.
Who it concerns
Shree Sai Proficient Financial Services, Proprietor - Ms. Madhuri Garg
What was found or directed
- Engaged in providing investment advisory services without registration in violation of SEBI Act and IA Regulations
- Promised assured returns in violation of PFUTP Regulations
- Directed to show cause for refund of fees and debarment from securities market
- Monetary penalty to be imposed
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | WTM/AS/WRO/32472/2026-27 |
| Status | closed (section: order) |
| Year | 2026 |
| Closing date | — |
| Documents | 1 |
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Documents
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Order
2026-07-07
ORDER_1783416744.pdf
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