Adjudication Order in the matter of Eastern Financiers Limited
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What is this order about?
This order concerns Eastern Financiers Limited, a registered stock broker, for violations related to maintaining trade confirmations, AP certifications, terminal usage, and physical segregation of trading terminals.
Who it concerns
Eastern Financiers Limited
What was found or directed
- Violations of SEBI (Stock Brokers) Regulations, 1992
- Violations of SEBI Circulars and BSE Circulars
- Failure to maintain pre-order trade confirmations by APs
- APs without NISM Series VII certification
- Terminals operated by un-approved users
- Failure to maintain segregation of CTCL terminals
- Non-availability of terminals at registered location
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | Order/JS/YK/2026-27/32502 |
| Status | closed (section: order) |
| Year | 2026 |
| Closing date | — |
| Documents | 1 |
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Documents
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Order
2026-07-22
ORDER_1784715566.pdf
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