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391 results · Regulatory orders · clear filters
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Markets Securities & Exchange Board
Enquiry Order in the matter of Winway Research Proprietor Mr Ankur Jain
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Markets Securities & Exchange Board
Order in the matter of front running by Ashish S Parekh and Connected Entities
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Markets Securities & Exchange Board
Exemption order in the matter of Premier Explosives Ltd.
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Markets Securities & Exchange Board
SEBI cites 39 uncertified staff in Alankit Assignments order
This order addresses alleged regulatory violations by Alankit Assignments Limited, a Qualified Registrar and Transfer Agent (QRTA), regarding compliance with SEBI…
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Markets Securities & Exchange Board
SEBI revokes exoneration of three in IOCL insider trading case
This order addresses SEBI's review of an Adjudicating Officer's decision to exonerate three individuals of suspected insider trading in Indian Oil Corporation Ltd.…
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Markets Securities & Exchange Board
SEBI finds 81.40% of BSE stock options trades non-genuine in 2014-2015 case
This order addresses alleged manipulative trading by Ram Asava HUF in the stock options segment of the Bombay Stock Exchange (BSE) between April 2014 and September 2015.
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Markets Securities & Exchange Board
SEBI finds 81.40% of BSE stock options trades non-genuine
This order addresses SEBI's findings that Fatmabibi Yusufbhai Rangwala executed non-genuine reversal trades in illiquid stock options on the BSE, creating artificial…
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Markets Securities & Exchange Board
SEBI finds ₹6,71,650 in unregistered advisory fees from Alliance Research proprietor
This is a final order by SEBI regarding Mr. Mudassir Hasan, the proprietor of Alliance Research, concerning violations of investment adviser regulations, including…
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Markets Securities & Exchange Board
SEBI finds CCVPL violated record-keeping and certification rules
This order details SEBI's inquiry into Corporate Capital Ventures Private Limited (CCVPL), a registered Merchant Banker, regarding alleged violations of regulatory…
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Markets Securities & Exchange Board
SEBI finds 81.40% of BSE stock option trades were non-genuine
This order addresses SEBI's investigation into Cube Trafin Private Limited for allegedly executing non-genuine reversal trades in illiquid stock options on the BSE…
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Markets Securities & Exchange Board
SEBI issues ex-parte interim order over Sensex expiry market manipulation
This is an ex-parte interim order by SEBI regarding alleged manipulative trading during the Closing Auction Session (CAS) on the BSE Sensex weekly expiry day of August…
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Markets Securities & Exchange Board
SEBI finds ₹4,925 crore market cap rise for Dhenu Buildcon despite negligible revenues
This is an interim order by SEBI regarding Dhenu Buildcon Infra Limited (DBIL) and eight other entities/individuals, examining allegations of round-tripping of funds and…
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Markets Securities & Exchange Board
SEBI probes ₹5.15 lakh front-running gains by Shah family
This order details SEBI's adjudication proceedings against Mr. Bhavik Indravadan Shah and related entities for alleged front-running of trades belonging to a large…
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Markets Securities & Exchange Board
SEBI drops case against National Steel after JSW Steel acquisition
This order disposes of SEBI's adjudication proceedings against National Steel and Agro Industries Limited for alleged manipulation of illiquid stock options on the BSE…
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Markets Securities & Exchange Board
SEBI finds Modex misappropriated client funds and falsified records
This is a final order by SEBI regarding Modex International Securities Ltd. and its two directors, concerning allegations of misappropriating client funds and…
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Markets Securities & Exchange Board
SEBI finds investment advisor misled clients with assured returns
This is a final order by SEBI regarding M/s Trade Nexa Research Investment Advisor (Prop-Minakshi Asavani), examining violations of regulations related to investment…
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Markets Securities & Exchange Board
SEBI cites ₹3,911.95 crore loss to Max Financial Services in fraud case
This is a final order by SEBI regarding alleged fraudulent and unfair trade practices in the securities market involving Max Financial Services Limited (MFSL), Max Life…
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Markets Securities & Exchange Board
SEBI orders enforcement against Varanium Cloud Limited and linked entities over financial…
This is a final enforcement order by SEBI regarding Varanium Cloud Limited and its associated individuals, addressing allegations of misrepresentation of financial…
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Markets Securities & Exchange Board
Adjudication Order in respect of Late Mr. Bhagwati Prasad Deora in the matter of dealings in…
This order addresses SEBI's investigation into alleged manipulative trading in Illiquid Stock Options on the BSE, specifically concerning Mr. Bhagwati Prasad Deora.
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Markets Securities & Exchange Board
SEBI alleges Vedic Ayurveda Ltd failed to reclassify promoter in 2020
This order addresses alleged violations by Vedic Ayurveda Ltd (formerly KD Leisures Limited) regarding promoter reclassification and shareholding disclosures, and by…