SEBI finds CCVPL violated record-keeping and certification rules
This order details SEBI's inquiry into Corporate Capital Ventures Private Limited (CCVPL), a registered Merchant Banker, regarding alleged violations of regulatory compliance, including failure to maintain records, update website disclosures, and meet certification requirements during an inspection period from April 2021 to January 2023.
Corporate Capital Ventures Private Limited (SEBI Registration No. INM000012276)
- SEBI found CCVPL in violation of regulations regarding non-updation of track record on its website.
- SEBI found CCVPL in violation of NISM certification requirements.
- SEBI found CCVPL failed to submit true and correct information related to a previous SEBI inspection.
- SEBI found CCVPL failed to upload investor charter and disclose complaint data on its website and failed to reply to a test email.
- SEBI found CCVPL disclosed misleading information regarding its presence at multiple locations.
- SEBI found CCVPL failed to exercise due diligence and maintain records and documents.
- The Designated Authority recommended that CCVPL be prohibited from taking new assignments for a period of 1 month.
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Document details
| Official title | Order in Enquiry Proceedings respect of Corporate Capital Ventures Private Limited |
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | WTM/AS/CFD/CFD-SEC-5/32665/2026-27 |
| Status | None (order) |
| Year | 2026 |
| Closing date | — |
| Documents | 1 |