Markets
Regulators, penalties, banking and public money · 883 stories
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Securities & Exchange Board
SEBI orders Scient Capital for failing to maintain ₹5 crore net worth
This is a final order by SEBI regarding Scient Capital Private Limited, a registered Portfolio Manager, concerning its failure to maintain the…
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Securities & Exchange Board
SEBI finds Shrimoney proprietor violated regulations by guaranteeing returns
This is a final order by SEBI regarding Punit Kumar, the proprietor of Shrimoney (a registered Research Analyst), concerning alleged violations of…
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Securities & Exchange Board
SEBI finds Gogia Capital violated net worth, client funds rules
This is a final order by SEBI regarding Gogia Capital Services Limited, a registered stock broker, concerning alleged violations of regulations…
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Securities & Exchange Board
SEBI finds ₹1,280 crore impairment losses in Brightcom Group audit
This is a final order by SEBI regarding two independent directors, Mr. Allam Raghunath and Mr. Subrato Saha, concerning their roles in the audit…
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Securities & Exchange Board
SEBI weighs exemption for Telecanor promoter to avoid public offer
This order addresses an application by Ms. Vijay Lakshmi Praturi to seek an exemption from making a public open offer under SEBI Takeover Regulations.
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Securities & Exchange Board
SEBI confirms ₹19 crore diverted from Synoptics IPO escrow account
This order confirms interim directions issued by SEBI regarding irregularities in the IPO of Synoptics Technologies Limited, specifically concerning…
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Securities & Exchange Board
SEBI orders DGS Capital for ₹5 crore net worth shortfall
This is a final order by SEBI regarding DGS Capital Management Pvt. Ltd., a registered Portfolio Manager, concerning its failure to maintain the…
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Securities & Exchange Board
SEBI finds FOCL's net worth below ₹5 crore for FYs 2019, 2020, 2021
This order addresses a violation by First Overseas Capital Ltd. (FOCL), a registered Merchant Banker, for failing to maintain the mandatory net worth…
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Securities & Exchange Board
SEBI finds ₹4.12 crore raised via unauthorized shares by Milani Techno Engineering
This order addresses SEBI's investigation into Milani Techno Engineering Limited (MTEL) and its directors regarding the alleged unauthorized public…
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Securities & Exchange Board
SEBI restrains former PTC India CMD from holding post
This order addresses SEBI's enforcement proceedings against Rajib Kumar Mishra, the former Chairman and Managing Director (CMD) of PTC India Ltd.…
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Securities & Exchange Board
SEBI orders final action on Man Industries for financial misrepresentation
This is a final order by SEBI regarding Man Industries (India) Limited (MIIL) and three individuals, examining allegations of financial…
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Securities & Exchange Board
SEBI ends case against Equicom after six-year debarment
This order disposes of proceedings against Equicom Financial Research Private Limited and its directors for failing to resolve 12 investor complaints…
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Securities & Exchange Board
SEBI finds Seacoast Shipping misrepresented financials in 4 fiscal years
This is a final order by SEBI regarding Seacoast Shipping Services Limited (SSSL) and 21 associated individuals and entities, addressing findings of…