Markets
Regulators, penalties, banking and public money · 883 stories
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Securities & Exchange Board
SEBI finds 81.40% of BSE stock option trades were non-genuine
This order addresses SEBI's investigation into Rupee Services Private Limited for executing non-genuine reversal trades in illiquid stock options on…
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Securities & Exchange Board
SEBI finds 20 fake trades by Diganta Agencies in 3 stock options, creating 7.66 lakh artificial units
This order addresses SEBI's investigation into Diganta Agencies Pvt Ltd for allegedly executing non-genuine reversal trades in illiquid stock options…
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Securities & Exchange Board
SEBI finds Basan Financial failed to maintain ₹5 crore net worth
This is a final order by SEBI regarding Basan Financial Services Limited, a registered Merchant Banker, concerning alleged violations of compliance…
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Securities & Exchange Board
SEBI finds AFCO Capital violated rules in 0.04% open offer
This order addresses regulatory violations by AFCO Capital India Private Limited, a registered Merchant Banker, regarding its conduct during the open…
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Securities & Exchange Board
SEBI orders action against four Chaturvedi Group entities over 350 front-running trades
This order addresses allegations of 'front running' (trading ahead of a large client's orders using non-public information) involving 350 trades by…
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Securities & Exchange Board
SEBI finds Yash Garg offered unregistered investment services via Telegram
This order addresses a complaint against Mr. Yash Garg, the proprietor of Yash Trading Academy, for allegedly offering unregistered investment…
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Securities & Exchange Board
SEBI issues final order against Streetgains Research Services over assured returns violations
This is a final order by SEBI regarding Streetgains Research Services, a registered Research Analyst, concerning alleged violations of regulations…
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Securities & Exchange Board
SEBI cancels Elite Investment Adviser's registration for assured returns, record failures
This is a final order by SEBI regarding the inspection of Elite Investment Advisory Services, finding that the proprietor violated multiple…
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Securities & Exchange Board
SEBI identifies PJFCPL as promoter-related entity in Par Drugs slump sale probe
This order addresses SEBI's investigation into Par Drugs and Chemicals Limited (PDCL) regarding a proposed slump sale of its core business to a…
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Securities & Exchange Board
SEBI investigates front-running by Sunny Bhatia using Sarvottam Securities orders
This order addresses SEBI's investigation into allegations that a group of individuals, led by a broker dealer, engaged in front-running trades by…
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Securities & Exchange Board
SEBI alleges promoter concealed RBI actions in Vishvaraj IPO
This order addresses SEBI's investigation into the Initial Public Offering (IPO) of Vishvaraj Environment Limited, specifically examining whether…
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Securities & Exchange Board
SEBI cancels CapitalVia's adviser registration over profit guarantees and fee violations
This order addresses the cancellation of the Investment Adviser registration for CapitalVia Global Research Limited following an inspection that…
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Securities & Exchange Board
SEBI suspends research analyst's certificate for one month
This order addresses regulatory violations by Seema Jain, a SEBI-registered Research Analyst, including failure to maintain valid certifications…
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Securities & Exchange Board
SEBI investigates 16-month stock tip scheme in Retro Green Revolution Limited
This order addresses SEBI's investigation into alleged price manipulation and volume creation in the shares of Retro Green Revolution Limited (RGRL)…
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Securities & Exchange Board
SEBI finds ₹8.81 lakh discrepancy in Cash Cow Broking fees
This order addresses a dispute over the exact amount of fees collected by Cash Cow Broking & Advisory Solutions and its partners for unregistered…
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Securities & Exchange Board
SEBI corrects name of Hardcastle and Waud Manufacturing Ltd in exemption order
This order corrects a typo in a previous SEBI exemption order regarding Hardcastle and Waud Manufacturing Ltd. It clarifies that the correct name of…
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Securities & Exchange Board
SEBI finds ₹63.61 crore written off by Eros over MGEL advances
This order details SEBI's investigation into Mediaone Global Entertainment Ltd. (MGEL) and its directors regarding serious irregularities, including…
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Securities & Exchange Board
SEBI investigates ₹14.15 crore fund diversion at Arcotech Ltd
This order addresses SEBI's investigation into Arcotech Limited and its directors regarding allegations of fund diversion, misrepresentation of…
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Securities & Exchange Board
SEBI grants exemption for family trust acquisition in Gujarat Themis Biosyn
This order grants an exemption to the Vividhmargi Trust from specific provisions of SEBI's Takeover Regulations regarding the proposed acquisition of…
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Securities & Exchange Board
SEBI finds Sai Proficient Research Investment Advisory violated regulations
This order addresses an enquiry into Sai Proficient Research Investment Advisory and its proprietor, Ms. Meeshika Vishwakarma, regarding alleged…
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Securities & Exchange Board
SEBI confirms ₹3.22 crore unlawful gain from order spoofing by Patel Wealth Advisors
This is a confirmatory order by SEBI regarding M/s Patel Wealth Advisors Private Limited (PWAPL) and four individuals, confirming interim directions…
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Securities & Exchange Board
SEBI exempts Refex Family Trust from takeover regulations for 98.60% share transfer
This order grants an exemption to the Refex Family Trust from making a public open offer under SEBI takeover regulations for the proposed indirect…
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Securities & Exchange Board
SEBI grants exemption for Refex trust acquisition, public shareholding at 25.13%
This order grants an exemption to the Refex Family Trust from the mandatory open offer requirements under SEBI's takeover regulations for the…
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Securities & Exchange Board
SEBI orders ₹1.70 crore refund in unregistered investment advisory case
This final order determines the specific amount of illegal gains made by Mr. Madhav Tiwari from unregistered investment advisory activities…
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Securities & Exchange Board
SEBI finds ₹107.76 crore marketing commission paid to promoter entity
This order addresses SEBI's investigation into Setco Automotive Limited and its subsidiaries regarding alleged violations of securities laws…
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Securities & Exchange Board
SAT reduces Arun Panchariya's 67 crore penalty in GDR fraud case
This final order re-examines the quantum of the penalty imposed on Arun Panchariya for his role in the fraudulent Global Depository Receipt (GDR)…
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Securities & Exchange Board
SEBI calculates ₹4.29 crore profit from Unison Metals stock manipulation
This is a final order by SEBI regarding a scheme to manipulate the stock price of Unison Metals Ltd. through coordinated buy recommendations on…
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Securities & Exchange Board
SEBI finds 461, 153, 80 persons received shares as public issues in 2010-11, 2012-13, 2013-14
This order addresses a complaint regarding KKP Marketing India Limited's issuance of equity shares to over 600 individuals between 2010 and 2014…
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Securities & Exchange Board
SEBI exempts family trusts from takeover offer rules in Tega Industries case
This order grants an exemption to two family trusts from the mandatory open offer requirements under SEBI's Takeover Regulations for a proposed…
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Securities & Exchange Board
SEBI finds Winway Research charged fees for overlapping Stock Option periods
This order addresses regulatory violations by Winway Research (Proprietor Mr. Ankur Jain), a registered Investment Adviser, regarding issues such as…