Order in the matter of CapitalVia Global Research Limited
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What is this order about?
SEBI ordered the cancellation of CapitalVia Global Research Limited's registration as an investment adviser due to multiple violations of securities regulations, including guaranteeing profits to clients and charging unreasonable fees.
Who it concerns
CapitalVia Global Research Limited
What was found or directed
- Cancellation of registration certificate INA200001512
- Violations found: Guaranteed profits/returns to clients, PAIA/representatives entering contrary transactions, Public appearance observations, Charging unreasonable fees, Risk profiling, Suitability, Disclosure to clients, Not abiding by IA Regulations provisions
- Registration expired on April 8, 2024, not renewed
| Source body | Securities & Exchange Board of India (SEBI) — enforcement orders |
| Reference number | WTM/AS/MIRSD/MIRSD |
| Status | closed (section: order) |
| Year | 2026 |
| Closing date | — |
| Documents | 1 |
Highlights & Points worth asking
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Documents
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Order
2026-03-18
ORDER_1773838485.pdf
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