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391 results · Regulatory orders · clear filters
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Markets Securities & Exchange Board
SEBI finds IIFL failed to route debt trades via mandatory RFQ platform
This order addresses an inspection of IIFL Capital Services Limited regarding its operations as an Online Bond Platform Provider (OBPP).
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Markets Securities & Exchange Board
Adjudication Order in the matter of suspected insider trading in the scrip of Wipro Ltd
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Markets Securities & Exchange Board
SEBI finds ₹1,035.27 crore gold mine claim by Rajesh Exports unsubstantiated
This is a confirmatory order by SEBI regarding Rajesh Exports Limited (REL) and Rajesh Mehta, confirming interim directions issued due to alleged financial…
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Markets Securities & Exchange Board
SEBI exempts Shashi Kiran Shetty Trust from open offer for 34.41% Allcargo stake
This order grants an exemption to the Shashi Kiran Shetty Family Trust from mandatory open offer requirements under SEBI takeover regulations for the acquisition of…
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Markets Securities & Exchange Board
SEBI finds Capital Stroke promised assured returns, submitted forged documents
This is a final order by SEBI regarding Capital Stroke Investment Services Pvt. Ltd., an investment adviser, concerning alleged violations of regulations including…
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Markets Securities & Exchange Board
SEBI finds research analyst outsourced work without valid agreement
This order details SEBI's adjudication proceedings against Rishabh Tanwar, a registered Research Analyst, for alleged violations of outsourcing regulations, failure to…
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Markets Securities & Exchange Board
SEBI finds ₹601.38 crore collected through unregistered advisory by ASTAPL
This is a final order by SEBI regarding Avadhut Sathe Trading Academy Private Limited (ASTAPL) and its directors, Avadhut Dinkar Sathe and Gouri Avadhut Sathe…
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Markets Securities & Exchange Board
SEBI finds Axis Capital disguised guarantee for Sojo Infotel NCDs
This order addresses SEBI's findings that Axis Capital Limited provided a disguised guarantee for the Non-Convertible Debentures (NCDs) of Sojo Infotel Pvt. Ltd., rather…
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Markets Securities & Exchange Board
SEBI probes Taurian MPS IPO over undisclosed liquidation and loan defaults
This order addresses SEBI's adjudication proceedings against Taurian MPS Ltd. and its directors regarding alleged inadequate disclosures in their Initial Public Offer…
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Date not stated
Markets Securities & Exchange Board
Adjudication Order in the matter of Swaraj Shares and Securities Private Limited
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Markets Securities & Exchange Board
SEBI finds merchant banker delayed disclosure of BSE market ban
This is an adjudication order by SEBI against Swaraj Shares & Securities Private Limited, a merchant banker, for alleged violations of regulations regarding due…
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Markets Securities & Exchange Board
SEBI adjudicates Integra Switchgear for unapproved shareholder reclassifications
This order addresses alleged violations of SEBI listing and takeover regulations by Integra Switchgear Limited and its promoters, specifically concerning incorrect…
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Markets Securities & Exchange Board
SEBI adjudicates CDSL over pledge rejection and DP penalty failures
This order details SEBI's adjudication of alleged regulatory violations by Central Depository Services (India) Limited (CDSL) identified during an inspection for FY…
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Markets Securities & Exchange Board
SEBI finds Research Guru adviser's staff lacked required certifications
This is a final order by SEBI regarding the inspection of Ms. Veena Sharma, the proprietor of Research Guru Investment Adviser, concerning alleged violations of…
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Markets Securities & Exchange Board
Final Order in the matter of EKI Energy Services Ltd.
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Markets Securities & Exchange Board
Adjudication Order in the matter of Praveg Limited -formerly known as Praveg Communications India Limited
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Markets Securities & Exchange Board
SEBI exempts Emmbi family trusts from open offer rules
This order grants an exemption to the Rinku Appalwar Business Trust and Makrand Appalwar Business Trust from the mandatory open offer requirements under SEBI's Takeover…
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Markets Securities & Exchange Board
SEBI adjudicates front-running of Axis Mutual Fund trades via Dubai
This order addresses allegations that two stockbroking firms and their directors facilitated front-running of trades for Axis Mutual Fund by providing trading access to…
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Markets Securities & Exchange Board
SEBI probes Som Distilleries over ₹21.36 crore related-party guarantee
This order details SEBI's investigation into Som Distilleries and Breweries Ltd and its officials regarding alleged violations of listing regulations, specifically…
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Markets Securities & Exchange Board
SEBI cites non-compliance in Swastika Investmart's SME IPO due diligence
This is an adjudication order by SEBI regarding Swastika Investmart Limited, a registered Merchant Banker, concerning alleged non-compliances with various SEBI…