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Adjudication Order in the matter of Growthlift Investment Advisories Private Limited

SEBI closed 2026
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What is this order about?

SEBI issued an order against Growthlift Investment Advisories Private Limited for violating multiple SEBI regulations related to KYC compliance, employee qualifications, fee structures, and anti-money laundering reporting.

Who it concerns

Growthlift Investment Advisories Private Limited

What was found or directed

  • Violated Para 113-119 of SEBI Master Circular on KYC norms by not obtaining CKYC and KRA registration
  • Violated Regulation 7(1)(c) of IA Regulations 2013 by not having qualified employees as PAIA
  • Charged fees exceeding ₹1,25,000 per annum from 16 clients
  • Violated Clause 61 and 62 of AML Master Circular by not intimating FIU-IND about principal officer and designated director
Source bodySecurities & Exchange Board of India (SEBI) — enforcement orders
Reference numberOrder/SM/SM/2026-27/32351
Statusclosed (section: order)
Year2026
Closing date
Documents1

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Documents

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Order 2026-04-16 ORDER_1776331393.pdf
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